ApplySarthiRegulatory Exam Manager
Jane Street
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This role on the market
667 open regulatory roles across 129 companies are on ApplySarthi right now, most of them in Hyderabad (21), Bengaluru (17), Mumbai (14).
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What regulatory roles keep asking for: Stakeholder management (21%) — counted across their open postings here.
Jane Street has 217 open roles listed here.
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Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for regulatory roles keep coming back to Stakeholder management. Practise those questions before you sit with Jane Street.
Questions you are likely to be asked
- Why do you want to join Jane Street?
- Tell me about a problem you solved at work that you are proud of.
- Tell me about a time you disagreed with your manager. What happened?
- Where do you want to be in three years?
- What is a weakness you are working on, and how?
Prep Sarthi gives you a free mock interview: an AI interviewer asks you questions like these out loud, from your own CV and this job, and shows your score and your weakest answer.
Practise the Regulatory Exam Manager at Jane Street interview free →About the position
We’re looking for a Regulatory Exam Manager to join our Legal and Compliance team in New York. In this role, you’ll oversee our response to regulatory examinations from start to finish.
You’ll serve as a primary point of contact for regulators and coordinate colleagues across the firm to ensure our responses are clear, accurate, timely, and support constructive regulatory relationships. Additional responsibilities of this role will include:
- Interpreting requests and establishing the scope, responsibilities, and timeline for each examination
- Drafting written submissions and preparing colleagues for meetings with examiners
- Reviewing relevant materials to identify areas for improvement or escalation
- Maintaining examination records and improving the processes we use to manage examinations and related inquiries
About you
- Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
- Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
- An excellent writer who can turn complex information into precise, accessible responses
- A polished communicator who can build productive relationships with regulators and handle challenging conversations
- Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert
- Highly organized and able to manage deadline-driven work involving contributors from across the firm
- Have a bachelor's degree (having a JD is a plus, though you will not be acting as a lawyer in this role)
If you're a recruiting agency and want to partner with us, please reach out to agency-partnerships@janestreet.com
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Listed on greenhouse · posted 2026-08-19. ApplySarthi collects openings and links to application pages; the role is advertised by Jane Street, not by us.