VP Compliance, Global Head of Regulated Entities
Fis
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This role on the market
1,356 open compliance roles across 263 companies are on ApplySarthi right now, most of them in Bengaluru (107), Hyderabad (34), Pune (26).
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What compliance roles keep asking for: Stakeholder management (18%), Excel (15%) — counted across their open postings here.
Fis has 551 open roles listed here.
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Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for compliance roles keep coming back to Stakeholder management, Excel. Practise those questions before you sit with Fis.
Questions you are likely to be asked
- Why do you want to join Fis?
- What is your experience with Stakeholder management? Tell me one thing you learned the hard way.
- Tell me about a problem you solved at work that you are proud of.
- Tell me about a time you disagreed with your manager. What happened?
- Where do you want to be in three years?
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Practise the VP Compliance, Global Head of Regulated Entities at Fis interview free →Every day, our teams innovate across the world of finance. We collaborate to work smarter, while making a difference. We believe in diversity and inclusivity, giving a voice to everyone on the team. And we celebrate our success together. If you want to make an impact in fintech, we’d like to know: Are you FIS? About the role: This executive-level role is responsible for the second line of defence Compliance oversight of all FIS regulated entities and contractually obligated business units globally. Each regulated entity has an assigned Compliance Officer (CO) and, where applicable, a Money Laundering Reporting Officer (MLRO) responsible for creating and maintaining best-in-class regulatory compliance programs. This position will provide expert leadership, compliance advice and guidance, business support, and regulatory engagement support to the Compliance Officers and their respective teams and will work closely with the Global Head of Financial Crime Compliance. The position reports directly to the FIS Chief Compliance Officer and plays a pivotal role in leading the development and oversight of a robust control environment across FIS’ global regulated entity footprint, ensuring continued compliance with state, federal, and international regulatory requirements. What you will be doing: Manage COs/MLROs for FIS regulated entities and relevant contractually obligated business units. Lead the centralized oversight and management of FIS’ regulated entity Compliance teams. Develop and implement a framework to deliver clarity and consistency in processes, controls, governance, reporting and oversight for regulated entities and contractually obligated business units. Balance the needs of sovereign regulated entities with adherence to FIS parent Company policies and governance frameworks. Engaging with/reporting to regulators as required, overseeing regulatory inspections/exams, and supporting COs/MLROs in developing effective strategies to mitigate regulatory risk. Fostering strong stakeholder relationships across FIS to develop knowledge and awareness of, and support for, regulated entity compliance requirements e.g. outsourcing. Leading for the regulated entities on significant regulatory change programs as required. Support M&A due diligence and FIS integration efforts with respect to newly acquired regulated entities, establishing a Compliance program consistent with the FIS Compliance governance framework. Serve as an escalation point for the COs/MLROs for all regulated entities and contractually obligated business units. Coordinate closely with the Global Head Financial Crime Compliance to ensure alignment on relevant policies, procedures, risk assessments, regulatory change, and governance. What you bring: Substantial financial services regulatory compliance experience, within an executive leadership role, gained at a bank, regulated investment firm and/or fintech. Deep knowledge of compliance program requirements applicable to regulated entities, preferably both US domestic and international, covering a diverse range of regulated corporate and consumer businesses. Proven ability to lead large, geographically distributed teams. Ability to align parent company framework and strategy with business resources, objectives and diverse regulatory expectations. Strong stakeholder management skills, executive presence and ability to influence C-level stakeholders. Deep expertise in general financial services regulatory compliance, including experience of managing Compliance programs/teams for firms supervised by one or more of the following US and international regulators: CFPB, FRB, FDIC, NCUA, FTC, NYDFS, SEC, FINRA, OCC, FCA, JFSC, CBI, CSSF, BaFin. Strong understanding of financial services industry client and operational needs, regulatory expectations, and required controls. Experience engaging with regulators. Organization Impact: Establishes strategies for area of responsibility Impacts broader FIS performance directly Manages a diverse and unrelated set of services across multiple areas Operates at the most senior level within a major function or business unit This role is available to hire in either the US, London or Dublin and is advertised across the three locations for applications. #LI-MC1 Privacy Statement FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice . Sourcing Model Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company. #pridepass
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Listed on workday · posted 2026-10-12. ApplySarthi collects openings and links to application pages; the role is advertised by Fis, not by us.