Surveillance Lead (Futures) - Compliance, Conduct and Operational Risk - Vice President
JPMorgan
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This role on the market
51 open surveillance roles across 26 companies are on ApplySarthi right now, most of them in Mumbai (2), Pune (1), Chennai (1).
- Security Engineer, RF and Technical Surveillance CountermeasuresAnthropic
- Analyst I, Postmarket SurveillanceAbbott
- Principal Compliance Associate - Market SurveillanceKraken
- Post Market Surveillance SpecialistIntuitive
- Spécialiste bilingue des applications cliniques - Surveillance des patients en milieu hospitalier (poste sur le terrain au Québec)Philips
What surveillance roles keep asking for: Excel (29%), SQL (18%) — counted across their open postings here.
JPMorgan has 7,039 open roles listed here.
- Associate - Analytics Solutionbengaluru
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Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for surveillance roles keep coming back to Excel, SQL. Practise those questions before you sit with JPMorgan.
Questions you are likely to be asked
- Why do you want to join JPMorgan?
- What is your experience with Excel? Tell me one thing you learned the hard way.
- Tell me about a problem you solved at work that you are proud of.
- Tell me about a time you disagreed with your manager. What happened?
- Where do you want to be in three years?
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Practise the Surveillance Lead (Futures) - Compliance, Conduct and Operational Risk - Vice President at JPMorgan interview free →Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Surveillance Lead Vice President on the North America and Latin America Futures Trade Surveillance team, you will provide surveillance coverage for futures and options on futures trade activity. You review surveillance alerts and escalate activity that may indicate potential market manipulation or other impermissible trading behavior. You partner with Line of Business management, Compliance stakeholders, and global and regional surveillance teams to advance the global program. You help us strengthen surveillance capabilities and support regulatory engagements through rigorous analysis and attention to detail. Job responsibilities: Review surveillance output and analyze trading and market activity, focusing on firmwide futures trading to identify potential market manipulation or impermissible behavior Partner with Line of Business management and Compliance stakeholders to review and resolve activity requiring further review Collaborate with global and regional surveillance teams to promote the global program and its responsibilities Conduct reviews and analysis to support regulatory exams, inquiries, and other requests, partnering with Legal on responses as needed Work with global surveillance and technology stakeholders on new and enhanced surveillances, including defining requirements, conducting analysis, user acceptance testing, and implementing related processes and procedures Required qualifications, capabilities, and skills: Bachelor’s degree 5 years of trade surveillance or other compliance, regulatory, or related financial industry experience Relevant knowledge of futures products Knowledge of industry rules and regulations and market structure Strong written communication, verbal communication, and presentation skills Excellent analytical skills and strong attention to detail Demonstrated ability to handle multiple tasks in a fast-paced environment Ability to effectively partner with key stakeholders and technology partners Experience with surveillance tools and related applications such as Actimize, SMARTS, or Bloomberg, as well as Excel, PowerPoint, and SharePoint
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Listed on oraclehcm · posted 2026-10-19. ApplySarthi collects openings and links to application pages; the role is advertised by JPMorgan, not by us.