Audit and Regulatory Reporting - Assistant Vice President
iCapital
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This role on the market
480 open regulatory roles across 92 companies are on ApplySarthi right now, most of them in Hyderabad (21), Bengaluru (14), Mumbai (12).
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What regulatory roles keep asking for: Stakeholder management (12%) — counted across their open postings here.
iCapital has 207 open roles listed here.
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Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for regulatory roles keep coming back to Stakeholder management. Practise those questions before you sit with iCapital.
Questions you are likely to be asked
- Why do you want to join iCapital?
- What is your experience with Accounting? Tell me one thing you learned the hard way.
- Explain a join or a window function you have used, and why you needed it.
- How would you explain a surprising number to a manager who does not believe it?
- Tell me about an analysis that changed a decision. What did you find?
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Practise the Audit and Regulatory Reporting - Assistant Vice President at iCapital interview free →About the Role
iCapital is looking to hire a SEC Reporting Specialist to join a fast-paced, rapid-growth environment on the Fund Finance Central Services Audit team. This role is an integral part of our team and is responsible for the oversight of all SEC reporting requirements and financial disclosures. This position will play a pivotal role in maintaining and enhancing our financial reporting controls and will work closely with the Fund Finance team, external senior leadership and other cross-functional stakeholders.
Responsibilities
- Lead the preparation and review of all SEC filings, including Forms 10-K, 10-Q, 8-K, and other public disclosures for various clients.
- Oversee the preparation and review of consolidated financial statements, footnotes, Management’s Discussion and Analysis, and related supporting schedules.
- Partner with external senior leadership and other cross-functional stakeholders to coordinate disclosure input and accuracy.
- Administer financial reporting controls and partner with process owners and internal stakeholders to support a strong Sarbanes-Oxley compliance framework.
- Partner with external big 4 audit teams to ensure accurate and timely financial reporting, as well as answering open items.
- Manage and oversee the client’s consolidation process.
- Evaluate and improve internal controls continuously to ensure the highest level of financial integrity and transparency.
Qualifications
- Bachelor’s degree in accounting, finance, or related field is required; CPA or MBA is preferred
- 5+ years of experience in SEC reporting, financial reporting, or a related field
- Strong knowledge of US GAAP, SEC regulations, and Sarbanes-Oxley compliance
- Experience with public disclosures and financial consolidations
- Proven ability to work with cross-functional teams and senior leadership
- Strong written and verbal communication skills
- Detail-oriented with strong organizational and project management skills
- Able to work in a fast-paced environment and meet tight deadlines
- Proficiency in Microsoft Office Suite and advanced Excel skills
- Experience with big 4 audit firms or DFIN ActiveDisclosure is a plus
Benefits
The base salary range for this role is $85,000 to $110,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
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Listed on greenhouse · posted 2026-09-01. ApplySarthi collects openings and links to application pages; the role is advertised by iCapital, not by us.