Senior Business Analyst – Trade Surveillance and Compliance
Fis
Tailor my CV for this job, freeView job and applyYour CV rewritten for this role, from your real experience. Sign in with Google, nothing to install.
Got this interview? Our apps help you get the job.
Skills named in this job
Read from the description itself, not inferred.
This role on the market
39 open surveillance roles across 22 companies are on ApplySarthi right now, most of them in Mumbai (2), Pune (1), Chennai (1).
- Senior Associate, Central Monitor, Data Surveillance, Clinical Data SciencesPfizer · chennai
- Specialist Vigilanz & Post-Market Surveillance (m/w/d)ADVITOS GmbH
- Stage 6 mois-Chef de Projet Junior Télésurveillance- CRM- Issy-Les-Moulineaux H/FAbbott
- Compliance – Surveillance (Asset Management Trade Surveillance) – AssociateJPMorgan
- Compliance Analyst, Market SurveillanceOKX
What surveillance roles keep asking for: Excel (28%), SQL (15%), Stakeholder management (15%), Python (13%) — counted across their open postings here.
Business Analyst jobs in India · Remote Business Analyst jobs · Excel jobs · SQL jobs
Fis has 519 open roles listed here.
- Employee Relations Senior Lead (6 month Fixed Term Contract)
- IST Switch/ Connex Tester
- Engineer II, Qualitypune
- Cybersecurity Analyst I (Firewall)pune
- L2 Production Support (Payment Domain, Location -Delhi)
Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for surveillance roles keep coming back to Excel, SQL, Stakeholder management, Python. Practise those questions before you sit with Fis.
Questions you are likely to be asked
- Why do you want to join Fis?
- What is your experience with Excel? Tell me one thing you learned the hard way.
- Walk me through a dashboard or report you built. Who used it, and for what?
- Explain a join or a window function you have used, and why you needed it.
- How would you explain a surprising number to a manager who does not believe it?
Prep Sarthi gives you a free mock interview: an AI interviewer asks you questions like these out loud, from your own CV and this job, and shows your score and your weakest answer.
Practise the Senior Business Analyst – Trade Surveillance and Compliance at Fis interview free →Senior Business Analyst – Trade Surveillance and Compliance Location: Pune / Bangalore, India Work Model: Hybrid – Two days in office and three days virtual Every day at FIS, innovators, problem solvers and changemakers work together to create technology that advances the world of finance. We embrace new ideas, challenge what's possible and empower our teams to make a lasting impact. If you're ready to help shape the future of fintech, unlock your next chapter with FIS. About the role As a Senior Business Analyst focused on Trade Surveillance, Compliance and Regulatory Reporting, you will work within the Capital Markets domain to translate regulatory and client requirements into effective product and system solutions. You will review regulatory changes related to trading compliance, gather and document requirements, and partner with delivery, technology and client-facing teams to support successful solutions. What you will be doing Review regulatory changes and client business requirements related to trading compliance, trade surveillance and regulatory reporting. Analyze business and user needs and translate them into clear business, functional and system requirements. Define system scope and objectives through research, fact-finding and understanding of Capital Markets business processes and industry requirements. Develop requirements for complex problems while considering product capabilities and expected business outcomes. Translate business requirements into functional statements of work and support project initiation activities. Partner with project managers to define scope, activities, schedules and deliverables. Work closely with application development, client services and professional services teams. Engage with external clients and internal cross-functional stakeholders on functional requirements and solutions. Identify and manage project risks and issues and support technical teams with resolution or mitigation. Help ensure solutions address regulatory changes, market developments and client business flows. What you bring Required qualifications 6 to 10 Years of Business Analyst experience within the Capital Markets domain. Strong understanding of Order Management Systems within front-office equity and options/futures trading. Good understanding of order lifecycle events, Trade Surveillance and Regulatory Reporting. Ability to interpret regulatory specifications and translate them into clear business and functional requirements. Strong client-facing, communication and presentation skills. Experience working with tools such as Word, Excel, PivotTables, PowerPoint and Jira. Good understanding of SQL with the ability to read and write database queries. Degree or equivalent qualification. Fluent English communication skills. Strong organization and coordination skills, with the ability to manage changing client and internal priorities. Ability to collaborate effectively with both technical and business stakeholders. Ability to work effectively in a global team and within a flexible schedule. Preferred qualifications Project management experience within financial technology, particularly Capital Markets. Experience working across application development, professional services and client-service functions. Experience contributing to process or product improvements in a global environment. What we offer you At FIS, you can grow your career as far as your ambitions take you. Join a team that supports learning, collaboration and meaningful work while helping shape what’s next in fintech. At FIS, we offer you: Internal career growth opportunities A voice in the future of fintech Always-on learning and development Collaborative work environment Opportunities to give back #LI-MB1 Privacy Statement FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice . Sourcing Model Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company. #pridepass
Match this job to your CV
ApplySarthi scores your CV against this role, shows the skills you are missing, and writes a tailored version for the application.
Check my match →Similar open roles
- Analyst Lead, Compliance (Payments Domain)Fis · pune
- Engineer Senior, Software (AS400, GMI)Fis · pune
- Analyst II, Production SupportFis · pune
- Sales Enablement Analyst SeniorFis
- Sales Enablement LeadFis
- Quality Assurance Analyst II, PaymentsFis
- Employee Relations Senior Lead (6 month Fixed Term Contract)Fis
- Project Manager SeniorFis
Need answers during your interview? Try Live Sarthi.
Live Sarthi, an Interview Sarthi app, shows answer suggestions during the call.
- Hidden from supported screen sharingThe overlay stays out of supported Windows screen captures.
- Answers start in about 1.5 secondsResponse time varies with your connection and model.
- From your own CVYour projects and your experience, not a generic script.
- 30 minutes freeThen ₹99 for a 2-day pass with unlimited calls — you pay for the days you are interviewing, not a subscription.
A Windows app, from the same team as ApplySarthi.
Listed on workday · posted 2026-10-29. ApplySarthi collects openings and links to application pages; the role is advertised by Fis, not by us.