Issuer Surveillance Analyst
Nasdaq
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This role on the market
39 open surveillance roles across 19 companies are on ApplySarthi right now, most of them in Mumbai (2), Bengaluru (1).
- Staff Product Data Analyst, Fraud & SurveillanceNinjaTrader
- EU Post Market Surveillance SpecialistIntuitive
- Trade Surveillance AssociateCoinbase
- Senior Associate, Risk Specialist – eComm Surveillance Population ManagementCapitalone
- Equities and Futures & Options Trade Surveillance - AssociateJPMorgan
What surveillance roles keep asking for: Excel (21%), SQL (13%) — counted across their open postings here.
Nasdaq has 176 open roles listed here.
- Data Analyst - Surveillance
- Systems Operations Specialist
- Specialist - Cloud Security Engineer
- Economic and Statistical Research Director
- Senior Client Service Analyst
Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for surveillance roles keep coming back to Excel, SQL. Practise those questions before you sit with Nasdaq.
Questions you are likely to be asked
- Why do you want to join Nasdaq?
- What is your experience with Excel? Tell me one thing you learned the hard way.
- Explain a join or a window function you have used, and why you needed it.
- How would you explain a surprising number to a manager who does not believe it?
- Tell me about an analysis that changed a decision. What did you find?
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Practise the Issuer Surveillance Analyst at Nasdaq interview free →As an Issuer Surveillance Analyst you'll play a meaningful role in supporting the listing and ongoing monitoring of issuers across Nasdaq Stockholm's equity, fixed income, and exchange-traded product markets. As part of Nasdaq's Surveillance function, you'll help keep markets fair and efficient by upholding effective and well-balanced regulation, fairly enforcing rules, and contributing to investor protection and orderly trading. You'll thrive in this position if you're analytical, proactive, and comfortable working in a regulatory environment. You'll collaborate with issuers, trading participants, investors, and regulators, helping build and preserve confidence in Nasdaq's markets while contributing to important decisions that support market integrity and transparency. About the team Nasdaq's Surveillance function includes Listings, Surveillance, Enforcement, and Investigations and is at the core of Nasdaq's marketplaces. The team works closely with issuers, trading participants, investors, and regulators to help maintain fair and efficient markets, shape market rules and practices, protect investors, and uphold confidence in the financial markets. The Listings, Enforcement, and Investigations team, also known as Issuer Surveillance, is responsible for the listing and ongoing monitoring of issuers across Nasdaq Stockholm's equity, fixed income, and exchange-traded product markets. Key Responsibilities Assess and manage instrument listing and corporate action requests across Nasdaq Stockholm markets. Review and evaluate listing documentation and disclosure materials, including prospectuses and other documents required for instrument listings and corporate actions. Support issuers, advisers, and other external stakeholders by providing guidance on listing requirements and related documentation. Manage issuer surveillance activities and inquiries , ensuring adherence to applicable regulations, procedures, and market best practices. Draft, update, and publish market announcements and collaborate with internal stakeholders, including Product, Back Office, and Trading Surveillance teams, to support the transparent, fair, and orderly functioning of the market. Required Qualifications Fluent in English , with excellent verbal and written communication skills. Also, given that some working material is in Swedish, Swedish language skills are considered a merit. Experience in financial markets , including an understanding of trading and financial instruments, for example securities operations or corporate action specialist. Strong proficiency in Microsoft Excel , with working knowledge of Word and PowerPoint. Proven ability to manage multiple priorities, with excellent organizational and time-management skills. Collaborative team player with a proactive approach and experience working effectively across departments and locations. Preferred Qualifications Bachelor's degree in Finance, Law, Economics, Business , or a related field. Experience working in a regulatory, capital markets, exchange, or financial services environment. Interest in market regulation, issuer surveillance, and maintaining fair and transparent financial markets. This position will be located in Vilnius and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates. Benefits & Rewards We offer a competitive, well-rounded rewards package that supports you and your family - inside and outside work. The base pay range for this role is 2500 – 2800 EUR gross monthly. Actual pay depends on your skills, experience, education, and location. In addition to base pay, we offer short-term incentives (bonus or commission) and long-term incentives (equity), where applicable, as well as the following benefits: Employee Stock Purchase Plan offering discounted company shares Pension plan with Nasdaq contribution 6 additional days off per year Work from (almost) anywhere – up to 20 days/year Paid time off to volunteer Flexible health insurance program Free gym, yoga & pilates classes and discounted in‑office massages 24/7 mental health support for you and your family Global mentoring program Unlimited access to e‑learning platforms Hybrid work setup Modern and comfortable work environment with fresh fruit, snacks, and weekly Fika breaks For more information, visit Nasdaq Benefits & Rewards Career Page. Individuals applying for or occupying this position must have no previous unspent convictions for criminal offences under the Criminal Code of the Republic of Lithuania, with the exception of offences solely related to minor road traffic violations. Come as You Are Nasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities. We are committed to fostering an inclusive workplace where diverse perspectives, experiences, and identities are valued and celebrated. We ensure that individuals with disabilities are provided with reasonable accommodation throughout the hiring process.
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Listed on workday · posted 2026-09-15. ApplySarthi collects openings and links to application pages; the role is advertised by Nasdaq, not by us.