Lead Solutions Analyst – Trade Surveillance & Compliance Technology
JPMorgan
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This role on the market
52 open surveillance roles across 26 companies are on ApplySarthi right now, most of them in Mumbai (2), Pune (1), Chennai (1).
- Post Market Surveillance SpecialistIntuitive
- Security Engineer, RF and Technical Surveillance CountermeasuresAnthropic
- Analyst I, Postmarket SurveillanceAbbott
- Principal Compliance Associate - Market SurveillanceKraken
- Spécialiste bilingue des applications cliniques - Surveillance des patients en milieu hospitalier (poste sur le terrain au Québec)Philips
What surveillance roles keep asking for: Excel (31%), SQL (17%) — counted across their open postings here.
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Counted across 14 company job boards, updated as roles open and close.
Preparing for this interview
Interviews for surveillance roles keep coming back to Excel, SQL. Practise those questions before you sit with JPMorgan.
Questions you are likely to be asked
- Why do you want to join JPMorgan?
- What is your experience with SQL? Tell me one thing you learned the hard way.
- Walk me through a dashboard or report you built. Who used it, and for what?
- Explain a join or a window function you have used, and why you needed it.
- How would you explain a surprising number to a manager who does not believe it?
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Practise the Lead Solutions Analyst – Trade Surveillance & Compliance Technology at JPMorgan interview free →Be an integral part of an agile team that's constantly pushing the envelope to enhance, build, and deliver top-notch technology products. As a Lead Solutions Analyst in Compliance - Corporate Sector, Trade Surveillance Technology, you will be responsible for delivering analytical and technical solutions that support our market surveillance and regulatory compliance capabilities. Job Responsibilities Define and drive the analytical and solutions delivery roadmap for Trade Surveillance technology initiatives, aligning with firmwide compliance strategy, regulatory obligations, and business priorities Lead the elicitation, documentation, and validation of business and data flow requirements, ensuring alignment with stakeholder expectations, regulatory constraints, and technical feasibility Lead gap analysis sessions with upstream and downstream systems teams to gather comprehensive requirements, identify integration dependencies, and develop actionable remediation plans Apply advanced data analytics techniques including SQL, Python, and cloud-native tools to extract actionable insights from large and diverse datasets, supporting surveillance alert tuning, threshold calibration, trend analysis, and data-driven decision-making across compliance initiatives Partner with Compliance, Legal, and Risk teams to ensure all solutions adhere to evolving regulatory requirements, internal control standards, and audit readiness expectations Architect and oversee the design and implementation of technical solutions, ensuring seamless integration with existing surveillance systems, market data feeds, and infrastructure Own the escalation and resolution of complex cross-functional issues, proactively identifying and managing risks, dependencies, and delivery blockers across stakeholder groups Develop and maintain comprehensive knowledge of industry trends, emerging technologies, regulatory developments, and best practices to provide strategic guidance and innovative solutions for complex surveillance and compliance programs Mentor and develop team members in technical writing, analytical reasoning, data fluency, and solutions delivery, fostering a culture of continuous learning, high standards, and professional growth Contribute to hiring, onboarding, and performance development of solutions analysts within the team, building long-term bench strength and analytical capability aligned with team goals Required Qualifications, Capabilities, and Skills Formal training or certification on software engineering concepts and 5+ years applied experience. Extensive experience of data analysis, data mapping and working with large data sets. Strong domain knowledge of trade products and flows, including the functions of front office, middle office, back office, and settlement systems Deep understanding of financial instruments and markets, including Fixed Income, Equities, FX, Commodities, Futures, Options, and Swaps Prior experience in trading systems, regulatory controls, or compliance-oriented applications and environments High degree of expertise in data management, encompassing the full data lifecycle, including business requirements analysis, data feed definition, data mapping, integration across heterogeneous sources, and feed testing Experience in SQL and data analysis, with hands-on experience working with relational databases in on-premises and cloud environments Experience working with large-scale datasets for data retrieval, analysis, and inference generation to recommend solutions to complex business problems Experience leading requirements elicitation and documentation with business stakeholders, producing detailed functional specifications and maintaining traceability to technical implementation Demonstrated ability to communicate complex technical and analytical findings to senior business, compliance, and technology stakeholders through written executive summaries, functional documentation, and verbal presentations Experience leveraging AI tools for productivity and efficiency improvement, including Agentic AI, Copilot, LLM-based assistants, and automation frameworks Preferred qualifications, skills, and capabilities Familiarity with trade surveillance platforms such as NICE Actimize, Nasdaq Surveillance, or equivalent compliance monitoring systems Understanding of regulatory reporting workflows or compliance alert investigation and case management processes familiarity with Data Modeling experience, creation of conceptual, logical, and metadata models Knowledge on AWS, Databricks, or other cloud-native data platforms Prior experience in mentoring junior analysts and leading cross-functional delivery team
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Listed on oraclehcm · posted 2026-08-17. ApplySarthi collects openings and links to application pages; the role is advertised by JPMorgan, not by us.